Overview
BNY Mellon Global Job Posting Template
Updated: Jan. 29, 2024 – W. Wilber
Associate, Compliance & Control Representative I
Bring your ideas. Make history.
BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world's top asset management and banking firms that manages trillions of dollars in assets, custody and/or administration. Known as the “bank of banks” - 97% of the world’s top banks work with us as we lead and serve our customers into the new era of digital.
With 240 years of rich history and industry firsts, BNY Mellon has been built upon our proven ability to evolve, lead, and drive new ideas at every turn. Today, we’re approximately 50,000 employees across 35 countries with a culture that empowers you to grow, take risks, experiment and be yourself. This is what #LifeAtBNYMellon is all about.
We’re seeking a future team member for the role of Associate, Compliance & Control Representative I to join our Asset Management team. This role is located in Pune, Maharashtra - HYBRID.
In this role, you’ll make an impact in the following ways:
The position requires a general understanding of how a buy-side, agency Asset Management company operates. The incumbent will be expected to develop a sound understanding of Insight’s compliance programme, governance structure, business divisions, business strategy and key product capabilities.
To support the Compliance function with the compliance monitoring programme, oversight and tracking of the firm’s personal account trading, completeness of sanctions screening being undertaken, and assistance with management of the firms restricted list.
The incumbent will be expected to continually consider and be aware of the impact of emerging regulatory risks and regulatory change.
Should proactively identify and propose solutions to issues arising as per the core compliance systems including PTA and GCMS and
To be successful in this role, we’re seeking the following:
An MBA with 2-4 years of experience in Compliance in any financial services company
The ideal candidate will be detail oriented, collaborative, able to prioritise, a strong communicator with excellent written and verbal abilities.
He or she should be self-motivated and organized and have working knowledge of Microsoft Word, Power Point, Excel, Basics of SQL and any industry standard applications would be preferred.
Candidate should be well versed with different financial instruments
At BNY Mellon, our inclusive culture speaks for itself. Here’s a few of our awards:
Fortune World’s Most Admired Companies & Top 20 for Diversity and Inclusion, 2023
Bloomberg’s Gender Equality Index (GEI), 2023
Human Rights Campaign Foundation, Corporate Equality Index, 2023
Best Places to Work for Disability Inclusion , Disability: IN – 100% score, 2023
Dow Jones Sustainability Indices, Top performing company for Sustainability, 2023
Forbes Blockchain 50, 2023
Our Benefits:
BNY Mellon offers highly competitive compensation, benefits, and wellbeing programs rooted in a strong culture of excellence and our pay-for-performance philosophy. We provide access to flexible global resources and tools for your life’s journey. Focus on your health, foster your personal resilience, and reach your financial goals as a valued member of our team, along with generous paid leaves that can support you and your family through moments that matter.
BNY Mellon is an Equal Employment Opportunity/Affirmative Action Employer - Underrepresented racial and ethnic groups/Females/Individuals with Disabilities/Protected Veterans.
Employer Description:
For over 230 years, the people of BNY Mellon have been at the forefront of finance, expanding the financial markets while supporting investors throughout the investment lifecycle. BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments and safeguards nearly one-fifth of the world's financial assets. BNY Mellon remains one of the safest, most trusted and admired companies. Every day our employees make their mark by helping clients better manage and service their financial assets around the world. Whether providing financial services for institutions, corporations or individual investors, clients count on the people of BNY Mellon across time zones and in 35 countries and more than 100 markets. It's the collective ambition, innovative thinking and exceptionally focused client service paired with a commitment to doing what is right that continues to set us apart. Make your mark: bnymellon.com/careers.
For over 230 years, the people of BNY Mellon have been at the forefront of finance, expanding the financial markets while dedicated to helping clients manage and service their financial assets throughout the investment lifecycle. As a global investme... Read More